ERISA 3(38) Fiduciary

A retirement plan is a key benefit to help employers and employees attain a more financially sound future. This comes with abundant responsibility because your participants entrust you, as the fiduciary, to make smart and fair choices in their best interest. Engaging Rockhaven as your Fiduciary means less liability for employers because you delegate fiduciary risk for investments to us.

Starting a Plan

If you haven’t started a 401k plan for your business, the process can seem complicated and confusing. We help you each step of the way; from determining how best to meet your business needs, to designing your plan, to ensuring your plan stays updated and compliant with ERISA regulations, to helping you and your employees make the most of their retirement planning options.

Ongoing Support

We’re here for you anytime you need us. We schedule quarterly meetings with your 401k Plan Committee to keep you up-to-date on the market and the performance of your Plan’s options, as well as addressing any compliance needs. And we’re available throughout the year to provide the advice you need.